Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Carlton Taylor Jr.Securities America, Inc.Foothill Securities, Inc.$21403-10-2017
Ann Marie SheehanSecurities America, Inc.Foothill Securities, Inc.$28312-08-2016
Jodie Lynn GallovichSecurities America, Inc.Foothill Securities, Inc.$15012-08-2016
Jean Crews GannettSecurities America, Inc.Foothill Securities, Inc.$13812-08-2016
Edward Martin CostelloSecurities America, Inc.Foothill Securities, Inc.$10012-08-2016
Cathleen Mary Dunkel PetersenSecurities America, Inc.Foothill Securities, Inc.$10012-08-2016
Janet Grantz HartSecurities America, Inc.Foothill Securities, Inc.$8112-08-2016
Stephen Mark GordonSecurities America, Inc.Foothill Securities, Inc.$6512-08-2016
Daniel J. GannettSecurities America, Inc.Foothill Securities, Inc.$5312-08-2016
Mary Kathleen SullivanSecurities America, Inc.Foothill Securities, Inc.$5012-08-2016
Glenda Gail CallanenSecurities America, Inc.Foothill Securities, Inc.$5012-08-2016
Jonathan Frederick GartonSecurities America, Inc.Foothill Securities, Inc.$5012-08-2016
Stephen Glenn GandySecurities America, Inc.Foothill Securities, Inc.$5012-08-2016
Shelly Lynn ArosSecurities America, Inc.Foothill Securities, Inc.$4512-08-2016
Anthony Rocco GiulianoSecurities America, Inc.Foothill Securities, Inc.$4112-08-2016
Douglas Crosby RobinsonSecurities America, Inc.Foothill Securities, Inc.$3812-08-2016
Harry Litchfield RubinsSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Albert Garland Conover IISecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Grace Monik ReyesSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Scott Bradley PedersonSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Jeffrey Leroy MurphySecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Harold Charles MorrowSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
John Alan ReuscherSecurities America, Inc.Foothill Securities, Inc.$2512-08-2016
Marli Anne SmytheSecurities America, Inc.Foothill Securities, Inc.$2012-08-2016
Paul Alan PodridSecurities America, Inc.Foothill Securities, Inc.$1112-08-2016
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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