Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Melvin ScheirerLifeMark Securities Corp.Foresters Equity Services, Inc.04-03-2019
Stephen Dixon RirieBrooklight Place Securities, Inc.Foresters Equity Services, Inc.03-05-2019
Andre Normand CoulombeSt. Bernard Financial Services, Inc.Foresters Equity Services, Inc.03-04-2019
Jeffrey Lewis LandermanFortune Financial Services, Inc.Foresters Equity Services, Inc.$5002-14-2019
Scott Harper YarbroughRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.01-25-2019
Stephen Paksing FungPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.12-14-2018
Randy Dean RichardsPlanMember Securities CorporationForesters Equity Services, Inc.11-29-2018
John G RhodeThe O.N. Equity Sales CompanyForesters Equity Services, Inc.11-27-2018
William Louis Mckenzie IIIDominion Investor Services, Inc.Foresters Equity Services, Inc.11-23-2018
Michael Lloyd FarahRoyal Alliance Associates, Inc.Foresters Equity Services, Inc.11-21-2018
Russell Edward WilcoxLincoln Financial Advisors CorporationForesters Equity Services, Inc.$5011-20-2018
Gregory Scott McmullenProEquities, Inc.Foresters Equity Services, Inc.$111-16-2018
Stephen Craig GordenierPlanMember Securities CorporationForesters Equity Services, Inc.11-14-2018
Brian Joseph MinerPlanMember Securities CorporationForesters Equity Services, Inc.11-12-2018
Emilio ValdezProEquities, Inc.Foresters Equity Services, Inc.11-06-2018
Freddy Ivan MartinezProEquities, Inc.Foresters Equity Services, Inc.11-01-2018
William John MarionDominion Investor Services, Inc.Foresters Equity Services, Inc.11-01-2018
Kevin Robert WilliamsPlanMember Securities CorporationForesters Equity Services, Inc.$5010-31-2018
Paul Michael BalogChelsea Financial ServicesForesters Equity Services, Inc.10-31-2018
Sean Butler-GallieraProEquities, Inc.Foresters Equity Services, Inc.$5010-31-2018
Steven Ray KimesPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.10-31-2018
David Stephen JungProEquities, Inc.Foresters Equity Services, Inc.$10010-30-2018
James Patrick BatyPlanMember Securities CorporationForesters Equity Services, Inc.10-30-2018
Gary Duane SticklerPlanMember Securities CorporationForesters Equity Services, Inc.10-29-2018
Kingston Julio WongQuest Capital Strategies, Inc.Foresters Equity Services, Inc.10-29-2018
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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