Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Lee SteeleAmerican Equity Investment CorporationForesters Equity Services, Inc.$5010-04-2018
Brenda Sue KindyCapital Synergy PartnersForesters Equity Services, Inc.10-15-2018
Paul Joseph SmithCetera Financial Specialists LLCForesters Equity Services, Inc.10-29-2018
Paul Michael BalogChelsea Financial ServicesForesters Equity Services, Inc.10-31-2018
Edward Daniel HaroCrown Capital Securities, L.P.Foresters Equity Services, Inc.09-10-2018
William Louis McKenzie IIIDominion Investor Services, Inc.Foresters Equity Services, Inc.11-23-2018
William John MarionDominion Investor Services, Inc.Foresters Equity Services, Inc.11-01-2018
David Blair BiasFirst Financial Equity CorporationForesters Equity Services, Inc.$2501-17-2019
Jeffrey Lewis LandermanFortune Financial Services, Inc.Foresters Equity Services, Inc.$5002-14-2019
Charles Albert CeroneFortune Financial Services, Inc.Foresters Equity Services, Inc.10-19-2018
Margaret Fanelli-GrangerFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
James Todd GobelFortune Financial Services, Inc.Foresters Equity Services, Inc.10-15-2018
Victor Mario TartaroFortune Financial Services, Inc.Foresters Equity Services, Inc.10-12-2018
Edward J Destefano Jr.Fortune Financial Services, Inc.Foresters Equity Services, Inc.10-10-2018
Timothy Jude WalshFortune Financial Services, Inc.Foresters Equity Services, Inc.10-02-2018
Kenneth Wesley MorrisonGWN Securities Inc.Foresters Equity Services, Inc.10-26-2018
Barry A. BarnetteGWN Securities Inc.FORESTERS EQUITY SERVICES, INC.10-18-2018
Jason Dean DockterHD Vest Investment ServicesForesters Equity Services, Inc.10-19-2018
Christopher James GurneeKestra Investment Services, LLCFORESTERS EQUITY SERVICES, INC.$2206-20-2018
Thomas Melvin ScheirerLifeMark Securities Corp.Foresters Equity Services, Inc.04-03-2019
Edward David AzevedoLifeMark Securities Corp.Foresters Equity Services, Inc.02-25-2019
Christopher Lawrence BrownLifeMark Securities Corp.Foresters Equity Services, Inc.01-07-2019
Milton DunnLifeMark Securities Corp.Foresters Equity Services, Inc.12-03-2018
Myron Robert ChorbajianLifeMark Securities Corp.Foresters Equity Services, Inc.$2511-28-2018
Richard James SullengerLifeMark Securities Corp.Foresters Equity Services, Inc.$5011-15-2018
Next Page »

Showing 1 to 25 of 113 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.