Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Teresa Jo NinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.12-18-2018
Dante Ryan ChupekPruco Securities, LLC.Foresters Financial Services, Inc.05-22-2018
Andrew Patrick BakerCRI Securities, LLCForesters Financial Services, Inc.03-12-2018
Neelie JaggiNYLIFE Securities LLCForesters Financial Services, Inc.03-06-2018
Justin Buddy ArceRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-20-2018
William MaiPruco Securities, LLC.Foresters Financial Services, Inc.02-15-2018
Richard Charles BolognaAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.12-15-2017
Curran Blackwell HartLPL Financial LLCForesters Financial Services, Inc.09-05-2017
Nathaniel D. RobisonJ.P. Morgan Securities LLCForesters Financial Services, Inc.08-01-2017
Veronica Aguirre Aguirre GarayzarJ.P. Morgan Securities LLCForesters Financial Services, Inc.05-25-2017
Tori Lemuel SamuelWaddell & ReedForesters Financial Services, Inc.11-09-2016
Alyssa J. TopusidisWaddell & ReedForesters Financial Services, Inc.09-30-2016
Juan Manuel VargasWoodbury Financial Services, Inc.Foresters Financial Services, Inc.09-06-2016
Ernest CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.01-07-2016
Dawn Lorine PughVALIC Financial Advisors, Inc.Foresters Financial Services, Inc.09-22-2015
Lisa Anne BergPruco Securities, LLC.Foresters Financial Services, Inc.08-19-2015
Esteban MunozWoodbury Financial Services, Inc.Foresters Financial Services, Inc.04-10-2015
Andrew Carl FiscinaLPL Financial LLCForesters Financial Services, Inc.03-20-2015
Thupten S. NamgyalWoodbury Financial Services, Inc.Foresters Financial Services, Inc.03-14-2014
Eric Andrew BarnesCetera Advisor Networks LLCForesters Financial Services, Inc.06-07-2013
Zachary John Van BlakeWells Fargo Clearing Services, LLCForesters Financial Services, Inc.06-04-2012
Gleb ReynlibRoyal Alliance Associates, Inc.Foresters Financial Services, Inc.02-10-2012
Megan Marie WardNYLIFE Securities LLCForesters Financial Services, Inc.10-22-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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