Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rafael Sosa MatosMutual of Omaha Investor Services, Inc.Foresters Financial Services, Inc.10-28-2019
Matthew Brian GrosjeanA.G.P / Alliance Global PartnersForesters Financial Services, Inc.02-05-2019
Stephanie SerranoMML Investors Services, LLCForesters Financial Services, Inc.01-30-2019
Ryan W. BraceMML Investors Services, LLCForesters Financial Services, Inc.01-18-2019
Christopher Nicholas LeeMML Investors Services, LLCForesters Financial Services, Inc.11-28-2018
Jasmine Chanelle GloverPruco Securities, LLC.Foresters Financial Services, Inc.10-16-2018
Cristina DiezAvantax Investment Services, Inc.Foresters Financial Services, Inc.06-02-2017
Rickey Bruce DidenMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.05-18-2017
Rayehanna Aleshia Lynette SalkeyJ.P. Morgan Securities LLCForesters Financial Services, Inc.06-20-2016
Madalene M PauleyLegend Equities CorporationForesters Financial Services, Inc.12-03-2014
Diego E. Pascua BahrPruco Securities, LLC.Foresters Financial Services, Inc.02-25-2014
Craig Sterling ForsbergLegend Equities CorporationForesters Financial Services, Inc.07-17-2013
Donald Andrew Nemeth Jr.Legend Equities CorporationForesters Financial Services, Inc.05-22-2012
Albert Lee WishneffVALIC Financial Advisors, Inc.Foresters Financial Services, Inc.07-25-2011
Jovany Jorge NoyChase Investment Services Corp.Foresters Financial Services, Inc.02-01-2010
Naizony Humberto GonzalezChase Investment Services Corp.Foresters Financial Services, Inc.12-01-2009
Christopher Ray LewisHornor, Townsend & Kent, LLCForesters Financial Services, Inc.$10007-22-2019
Garrett Todd PuzzoHornor, Townsend & Kent, LLCForesters Financial Services, Inc.$10002-25-2019
Gregory CharlotA.G.P / Alliance Global PartnersForesters Financial Services, Inc.$10002-05-2019
Oscar Antonio VaronaLPL Financial LLCForesters Financial Services, Inc.$10012-10-2018
Bruce J. KatzCetera Investment Services LLCForesters Financial Services, Inc.$25006-02-2019
Jeremy Michael RichardCetera Investment Services LLCForesters Financial Services, Inc.$50006-19-2019
Renzo Mauricio BarredoMML Investors Services, LLCForesters Financial Services, Inc.$50002-07-2014

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.