Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019
Susan Helen PerryLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Sara Elisabeth TannerLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Carrie MullinsLPL Financial LLCForesters Financial Services, Inc.$5003-29-2019
Kalin Virginia RooneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Sierra Melody SwidrakLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Davis Alika SiligaLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Patrick Allen FranckWoodbury Financial Services, Inc.Foresters Financial Services, Inc.03-14-2019
Taylor Hendrik Van DoorninckVoya Financial Advisors, Inc.Foresters Financial Services, Inc.02-26-2019
Scott BerryWoodbury Financial Services, Inc.Foresters Financial Services, Inc.01-25-2019
Charles YuVoya Financial Advisors, Inc.Foresters Financial Services, Inc.09-07-2017
Ankit PalanLPL Financial LLCForesters Financial Services, Inc.08-16-2017
Caitlin Jean Mc DonaldWells Fargo Clearing Services, LLCForesters Financial Services, Inc.05-10-2017
Jeffrey Grandy Sophia Bliablias-Grandy Douglas Souvenir Keoni Hudson-RasmussenRaymond JamesForesters Financial Services, Inc.$24007-11-2016
Jeffrey Wayne GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Douglas Scott SouvenirRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2505-20-2016
Sophia Bliablias-GrandyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$5005-20-2016
Keoni Keliimokunui Hudson-RasmussenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-20-2016
Curtis Caine ShireyWaddell & ReedForesters Financial Services, Inc.05-12-2016
Jeffrey Meade CapellenRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Richard James DoelRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Karri Marie MaccluerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Chad Evan FenslerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$2505-05-2014
Andrew John EckleyRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
Calen John KolbRaymond James Financial Services, Inc.Foresters Financial Services, Inc.05-05-2014
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.