Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Stephen ThompsonLPL Financial LLCForesters Financial Services, Inc.$5006-14-2019
Isaiah Ralph GrahamVoya Financial Advisors, Inc.Foresters Financial Services, Inc.06-14-2019
Jaslynn J BaldwinPark Avenue Securities LLCForesters Financial Services, Inc.06-13-2019
Sanne JensenPrincipal Securities, Inc.Foresters Financial Services, Inc.06-12-2019
George Dean KarrisFSC Securities CorporationForesters Financial Services, Inc.$50006-11-2019
Christopher Adam FieldsMML Investors Services, LLCForesters Financial Services, Inc.06-07-2019
Daniel Fernando SciortinoNational Wealth Management, LLCForesters Financial Services, Inc.06-07-2019
Konstantina CastroKestra Investment Services, LLCForesters Financial Services, Inc.$5006-06-2019
Alexander CastroKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Kile C WeaverKestra Investment Services, LLCForesters Financial Services, Inc.06-06-2019
Carlos CurielLPL Financial LLCForesters Financial Services, Inc.05-28-2019
Lyndsay Marie IsingLPL Financial LLCForesters Financial Services, Inc.05-28-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Chinh Thien NguyenLPL Financial LLCForesters Financial Services, Inc.$2505-16-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.