Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yaakov Ari RinglerMorgan StanleyGoldman Sachs & Co.$50009-08-2010
Brian R LavigneMorgan StanleyGoldman Sachs & Co.$10009-20-2010
Kay Campbell HopeMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.02-07-2011
Connor Fitzpatrick DuffyMorgan StanleyGoldman Sachs & Co.03-18-2011
Laura M AnackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.05-01-2011
Robert Eric MillerBarclays Capital Inc.Goldman Sachs & Co.05-31-2011
Mark Carl WyandAmeriprise Financial Services, Inc.Goldman Sachs & Co.$10008-08-2011
Nikolay Petrov DjibankovMorgan StanleyGoldman Sachs & Co.03-19-2012
Thomas Day SelquistJ.P. Morgan Securities LLCGoldman Sachs & Co.05-28-2012
David Lawrence BerdonMorgan StanleyGoldman Sachs & Co.04-03-2013
Kristopher M CociveraBarclays Capital Inc.Goldman Sachs & Co.10-02-2013
Jonathan Andrew PratherPerella Weinberg Partners LPGoldman Sachs & Co.11-25-2013
Salvatore C SchittinoNorthwestern Mutual Investment Services, LLCGoldman Sachs & Co.01-15-2014
Teresa PrincipeBessemer Investor Services, Inc.Goldman Sachs & Co.09-09-2014
Kristin Ann VonnesFamily Management Securities, LLCGoldman Sachs & Co.10-07-2014
Kevin R. CarrollMorgan StanleyGoldman Sachs & Co.10-10-2014
Samuel Allen FrancoFirst Republic Securities Company, LLCGoldman Sachs & Co.11-24-2014
Kim Faye KorenvaesMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.$10011-25-2014
Joseph Benjamin StewartMorgan StanleyGoldman Sachs & Co.$25003-27-2015
Douglas SzukicsJ.P. Morgan Securities LLCGoldman Sachs & Co.11-01-2016
Cari Ann WallingAXA Advisors, LLCGoldman Sachs & Co.12-09-2016
Eric Jansen BeardsleyFirst Manhattan CoGoldman Sachs & Co.01-23-2017
Adam R. Minor-SwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.02-24-2017
Devin Michael FitzgeraldJ.P. Morgan Securities LLCGoldman Sachs & Co.10-16-2017
Sydney Atkins MasonEllevestGoldman Sachs & Co.02-09-2018
Next Page »

Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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