Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lorraine E. SchultzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5003-15-2010
Jacob Thomas FitzgeraldAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Brian Denis McNamaraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
David Alan HelfandAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Diane Elizabeth WarnaarAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Kevin J MaddenAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Steven Lynn SmithAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John Jeffrey TarterAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Thomas Gary PetersonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Egan Kiyoshi YamamuraAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Mitchell Ryan WeissAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Patrick Luke BriertonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Yan BellantoniAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Steven Walter SawyerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
William John CondonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Michael John KrauseAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Edward Joseph MoranAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Charles Michael ReningerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Glen Frederick HillgerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Mark Donald KendallAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Pamela Potter MatthewsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William David JohnsonAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Victor John KatisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Michael James CookAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Spiro GarbisAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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