Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| David Charles Walls | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Dennis Robert Betz | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Therisa Marie Hagan | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Joseph Anthony Romanoski | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Paul A. Stone Jr. | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Michael James Atherton | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-05-2009 |
| Michael Boyd Higgins | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 10-02-2009 |
| Jason David Dunn | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 06-30-2009 |
| Steven Daniel Duncan | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 06-30-2009 |
| Christian Edward Doepp | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | — | 04-23-2009 |
| David Harold Finch | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $10 | 10-05-2009 |
| Craig John Obrzut | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $10 | 04-23-2009 |
| Paul Gregory Knooihuizen | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $100 | 10-05-2009 |
| Joseph Daniel Donahue Jr. | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $100 | 10-05-2009 |
| Mathew James Harrington | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $100 | 10-05-2009 |
| Joseph Dominic De Falco | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $100 | 07-09-2009 |
| Daniel Wayne Steffes | Ameriprise Financial Services, Inc. | H&R Block Financial Advisors, Inc. | $150 | 10-05-2009 |
Showing 1 to 17 of 17 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
