Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Thomas MillerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Raymond Scott DyerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Craig Stuart HoffmanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Fritzie Lee Connally Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Christopher Paul RowleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
Joseph Rudolph GallowayAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$10010-05-2009
John Meade ThrowerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Mitchell Burke JacobsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Jack Ben BooneAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
Carol Jean HarperAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Thomas Anton FonsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Louis George ChamalesAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alan Charles JaksAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Russell Stewart RosinAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Luis Vincent MendiolaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Randy Lee StewartAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Paul Raynard BatemanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Robert John Bives IVAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Justin James SwopeAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Shehzad Daud KhanAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Scott Alan FinleyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
William Wilson Wilfong Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Rajashree R LahotiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Neil Blair WaltersAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Morris Witten BrowneAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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