Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Albert Ralph McCauslandSt. Bernard Financial Services, Inc.H. Beck, Inc.05-07-2019
Ali FarhoumandNext Financial Group, Inc.H. Beck, Inc.$5009-09-2014
Angela Margaret BeckhamCetera Advisor Networks LLCH. Beck, Inc.06-29-2012
Anthony Raymond LombardiCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Ara Patrick AbrahamianDivergent PlanningH. Beck, Inc.01-09-2017
Assaf Meir PinchasThe Strategic Financial Alliance, Inc.H. Beck, Inc.$2508-16-2013
Bradley Lewis PetersonInfinex Investments, Inc.H. Beck, Inc.02-20-2014
Bryan Dean MyersSera Capital Management, LLCH. Beck, Inc.12-15-2016
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
Carolyn ValentineCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Cary Edward UrichUnited Planners' Financial Services of America A Limited PartnerH. Beck, Inc.$5009-21-2017
Cheri Lynn BlairBrokers International Financial Services, LLC.H. Beck, Inc.05-01-2018
Chet Lawrence SaundersSagePoint Financial, Inc.H. Beck, Inc.11-16-2011
Christopher Michael TasikSecurities Management & Research, Inc.H. Beck, Inc.$1508-20-2019
Christopher Michael TasikSecurities Management & Research, Inc.H. Beck, Inc.$1508-20-2019
Christopher Thomas CannonLPL Financial LLCH. Beck, Inc.$1008-19-2013
Collin Robert FingonCetera Advisors LLCH. Beck, Inc.10-18-2011
Dale Edwin PetersonCambridge Investment Research, Inc.H. Beck, Inc.09-23-2019
Dale Eugene DannerUSA Financial Securities CorporationH. Beck, Inc.$2509-01-2016
Daniel Charles GrayMoney Concepts Capital CorpH. Beck, Inc.08-19-2011
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
David Arthur HicksTriad Advisors LLCH. Beck, Inc.$5007-18-2016
David Bruce DavisFSC Securities CorporationH. Beck, Inc.02-10-2017
David Dereck KassirWells Fargo Advisors Financial Network, LLCH. Beck, Inc.$10005-08-2015
David Lee GawneLincoln Financial Securities CorporationH. Beck, Inc.09-01-2016
Next Page »

Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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