Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Annette MoesleinAllstate Financial Services, LLCH. Beck, Inc.08-24-2012
Melissa Sue Carriles BigghamCambridge Investment Research, Inc.H. Beck, Inc.01-02-2019
Carl Michael StrozykCambridge Investment Research, Inc.H. Beck, Inc.$2503-01-2011
John David LewisCitigroup Global Markets Inc.H. Beck, Inc.08-16-2017
Ara Patrick AbrahamianDivergent PlanningH. Beck, Inc.01-09-2017
Matthew Barnes BrockDivergent PlanningH. Beck, Inc.01-09-2017
Peter Thomas MulaikalHansa Investments LLCH. Beck, Inc.02-26-2018
Ronald Heller Appler Sr.Independent Financial Group, LLCH. Beck, Inc.04-06-2017
Paul E. PomparLincoln Financial Advisors CorporationH. Beck, Inc.$1011-15-2017
Joseph Parker GriffinMorgan StanleyH. Beck, Inc.08-31-2009
Matthew David PorterPatuxent Financial Partners, LLCH. Beck, Inc.08-29-2017
Larry Paul, Robert Hausman, Jason TurnbullRaymond JamesH. Beck, Inc.$20012-02-2010
Larry Elliot PaulRaymond James Financial Services, Inc.H. Beck, Inc.$5008-18-2010
Geoffrey Lynn NewmanSecurities America, Inc.H. Beck, Inc.03-29-2019
Randy ScritchfieldSecurities America, Inc.H. Beck, Inc.$11505-15-2015
Randolf Lawrence ScritchfieldSecurities America, Inc.H. Beck, Inc.$5005-15-2015
Bryan Dean MyersSera Capital Management, LLCH. Beck, Inc.12-15-2016
David Arthur HicksTriad Advisors LLCH. Beck, Inc.$5007-18-2016
David Anthony WasselWoodbury Financial Services, Inc.H. Beck, Inc.09-29-2017
Wei LuoWoodbury Financial Services, Inc.H. Beck, Inc.01-05-2017

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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