Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ray Andrada HolguinCetera Advisor Networks LLCHBW Securities LLC06-29-2017
Louis Raymond Vaz JrCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Thomas Theodore PaleyCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Gary Scott MolinCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Michael Jay MartindaleCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Justin Hyunjung LeeCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Douglas Kevin HankyCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Steven Howard JacobsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Jonathan Scott HoagCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Thomas Marvin KaufmanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Jason R ConoverCetera Advisor Networks LLCHBW Securities LLC06-26-2017
John Arthur OsterbaanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Jorge Alberto Meza JrCetera Advisor Networks LLCHBW Securities LLC06-26-2017
James Douglas FecoCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Joel Michael FishmanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Telma Cristina ProvencioCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Laura Elizabeth GillCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Manuel Miguel CampinsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Sandy Yang YuCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Aaron Henry ClasenCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Alexander Allen PeetsCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Ian Scott HarbinCetera Advisor Networks LLCHBW Securities LLC06-26-2017

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.