Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Warren RobertsonCambridge Investment Research, Inc.HD Vest Investment Services$2506-03-2019
Steven Lane NartkerCambridge Investment Research, Inc.HD Vest Investment Services05-23-2017
Diane Theresa McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
David Gerard McInteeCambridge Investment Research, Inc.HD Vest Investment Services12-02-2016
Martin Leon LatchawCambridge Investment Research, Inc.HD Vest Investment Services09-26-2016
Jamie Estes SingletonCambridge Investment Research, Inc.HD Vest Investment Services06-23-2016
Kelly T RennerCambridge Investment Research, Inc.HD Vest Investment Services02-17-2016
Patrick Gerard LanzaCambridge Investment Research, Inc.HD Vest Investment Services02-16-2016
William George Winkler Jr.Cambridge Investment Research, Inc.HD Vest Investment Services$1007-24-2015
Vincent D'AgostinoCambridge Investment Research, Inc.HD Vest Investment Services11-21-2013
Frank Albert SchoenrockCambridge Investment Research, Inc.HD Vest Investment Services$5008-01-2013
Louis Joseph DesepoliCambridge Investment Research, Inc.HD Vest Investment Services$5001-02-2013
Michael DesepoliCambridge Investment Research, Inc.HD Vest Investment Services$1001-02-2013
Sandra Irene BaranowskiCambridge Investment Research, Inc.HD Vest Investment Services11-29-2012
Bonnie J. HillCambridge Investment Research, Inc.HD Vest Investment Services11-28-2012
David John HerbeckCambridge Investment Research, Inc.HD Vest Investment Services$5010-05-2012
Kumud Chhanalal GandhiCambridge Investment Research, Inc.HD Vest Investment Services10-01-2012
Leo Bartlett GoodinCambridge Investment Research, Inc.HD Vest Investment Services$1009-26-2012
Richard J MachadoCambridge Investment Research, Inc.HD Vest Investment Services09-26-2012
Cathy Ann BowenCambridge Investment Research, Inc.HD Vest Investment Services09-04-2012
Melissa Hawks MotzCambridge Investment Research, Inc.HD Vest Investment Services$5012-02-2010
Edward Kevin MarshallCambridge Investment Research, Inc.HD Vest Investment Services06-01-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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