Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Warren RobertsonCambridge Investment Research, Inc.HD Vest Investment Services$2506-03-2019
Ryan Matthew DresslerLPL Financial LLCHD Vest Investment Services05-29-2019
Thomas Herbert JudgeCetera Financial Specialists LLCHD Vest Investment Services05-24-2019
Duncan Trang PhamCetera Financial Specialists LLCHD Vest Investment Services05-21-2019
Kenneth Ross KayCetera Financial Specialists LLCHD Vest Investment Services$1005-15-2019
Paul Robert JonesWatchtower Wealth Management, Inc.HD Vest Investment Services05-14-2019
Leonard Jerome BrooksCetera Financial Specialists LLCHD Vest Investment Services05-13-2019
Ethan Scott Van HollandMutual of Omaha Investor Services, Inc.HD Vest Investment Services05-13-2019
Steven Dean DerrLPL Financial LLCHD Vest Investment Services05-01-2019
Frank Anthony LoprestiBeaconsfield Financial Services, Inc.HD Vest Investment Services05-01-2019
John Peter O'BrienAmeriprise Financial Services, Inc.HD Vest Investment Services04-26-2019
Jack Albert HeilLombard Securities IncorporatedHD Vest Investment Services04-23-2019
Erin Marie SpigielEdward JonesHD Vest Investment Services04-01-2019
Patrick Stephen RykwalderGreenwell Capital Management, LLCHD Vest Investment Services04-01-2019
Gary A. EricksonWyndfall Financial IncHD Vest Investment Services03-11-2019
Frank JacintoCetera Advisors LLCHD Vest Investment Services03-01-2019
Bruce WilliamsonVoya Financial Advisors, Inc.HD Vest Investment Services02-28-2019
Suresh Amthalal ShahDominion Investor Services, Inc.HD Vest Investment Services02-26-2019
Cathleen VolkSecurities Service Network, LLCHD Vest Investment Services02-22-2019
Janette Leonora Bingham DavisCetera Financial Specialists LLCHD Vest Investment Services02-19-2019
Carolyn Leticia Mora1st Global Capital Corp.HD Vest Investment Services02-11-2019
Alex M. WagnerJ.P. Morgan Securities LLCHD Vest Investment Services$2502-01-2019
Paul R. MarshCetera Financial Specialists LLCHD Vest Investment Services01-31-2019
Marcus Wesley FryarCetera Financial Specialists LLCHD Vest Investment Services01-25-2019
Gary Layne BrownGWN Securities Inc.HD Vest Investment Services01-24-2019
Next Page »

Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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