Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$50003-19-2019
Fred Michael Pisculli Jr.Aegis Capital Corp.HSBC Securities (USA) Inc.$50012-02-2011
Salvador R. AyalaAllstate Financial Services, LLCHSBC Securities (USA) Inc.$10008-21-2012
Donald SewellAllstate Financial Services, LLCHSBC Securities (USA) Inc.10-07-2011
Gregg Michael NeishAllstate Financial Services, LLCHSBC Securities (USA) Inc.03-02-2010
Josh Alan FrankelAmerican Capital Partners, LLCHSBC Securities (USA) Inc.11-18-2010
Mark Andre PoitrasAmerican Portfolios Financial Services, Inc.HSBC Securities (USA) Inc.$10008-07-2017
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$10003-15-2019
Rinaldo Dominik CrassaAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.07-26-2016
Danny Man-Chung ChanAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.09-29-2015
Brian Bernard McshaneAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$50010-02-2014
Joseph James LisantiAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$87011-04-2013
Jonathan Benjamin AbramsAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$25006-24-2013
Orrie I ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Joseph John Lamanna Jr.AXA Advisors, LLCHSBC Securities (USA) Inc.$50004-01-2011
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Yun HaoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-12-2018
Negin BanaeiBancWest Investment Services, Inc.HSBC Securities (USA) Inc.08-27-2014
Ritika SinghBancWest Investment Services, Inc.HSBC Securities (USA) Inc.03-11-2014
Diego De De La LamaBarclays Capital Inc.HSBC Securities (USA) Inc.07-01-2013
Narciso MunozBarclays Capital Inc.HSBC Securities (USA) Inc.08-29-2011
Ruben Dario LesmesBarclays Capital Inc.HSBC Securities (USA) Inc.03-07-2011
Tony EssesBarclays Capital Inc.HSBC Securities (USA) Inc.06-30-2010
Alan John VorwaldBarclays Capital Inc.HSBC Securities (USA) Inc.$10005-28-2010
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Showing 1 to 25 of 682 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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