Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zakir BanatwalaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2020
Kevin GarciaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-16-2020
Alfred Joseph Natale JrCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-08-2020
Jason M NievesCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-20-2020
Josin LinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-30-2020
Jitash J PuriCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-26-2018
Fernando A RendonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.01-11-2018
Vinita J DaswaniCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-12-2017
Gregg Alan EisensteinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-11-2017
Vanessa LaterzaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-27-2017
Andres Eduardo SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-21-2017
Andrew HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$2509-29-2017
Jimmy Roman CastrillonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$15009-11-2017
Vera DedajCitigroup Global Markets Inc.HSBC Securities (USA) Inc.06-19-2017
Khuong Bao ChauCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$5005-05-2017
Scott James BorgCitigroup Global Markets Inc.HSBC Securities (USA) Inc.06-20-2016
Jarrett S HovlandCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-07-2015
Dygoro Jesse AtariguanaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-18-2014
Brian Christopher EricsonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-24-2014
Charles P ChurchillCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-17-2014
Mario Matthew GironeCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$15009-29-2014
Matthew Anthony GalassoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-24-2014
Michael GiordanoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.02-20-2014
Irina KokiniCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$2501-15-2014
Andrzej KalutaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-30-2013
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.