Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy Austin RoxinLPL Financial LLCHSBC Securities (USA) Inc.$25005-15-2012
Anders Ben JohanssonLPL Financial LLCHSBC Securities (USA) Inc.$50005-15-2012
Anthony CiroccoLPL Financial LLCHSBC Securities (USA) Inc.05-15-2012
Brian J. BayerLPL Financial LLCHSBC Securities (USA) Inc.09-03-2019
Bruce Alan TimmLPL Financial LLCHSBC Securities (USA) Inc.05-18-2012
Charles Steven KassatlyLPL Financial LLCHSBC Securities (USA) Inc.$10001-19-2011
Christopher Alan BrennenLPL Financial LLCHSBC Securities (USA) Inc.05-15-2012
David Rex GambrelLPL Financial LLCHSBC Securities (USA) Inc.$10005-18-2012
Donald E MoranLPL Financial LLCHSBC Securities (USA) Inc.$50005-15-2012
Evan Hudson WalkerLPL Financial LLCHSBC Securities (USA) Inc.$50005-24-2012
Gene V PanasenkoLPL Financial LLCHSBC Securities (USA) Inc.$15002-17-2011
George Markus AvidonLPL Financial LLCHSBC Securities (USA) Inc.05-18-2012
Jaymy BengioLPL Financial LLCHSBC Securities (USA) Inc.06-21-2012
Jean Marie Mcauliffe PowersLPL Financial LLCHSBC Securities (USA) Inc.05-01-2013
Joao Carlos BastosLPL Financial LLCHSBC Securities (USA) Inc.$25008-04-2014
John Charles ChiarenzaLPL Financial LLCHSBC Securities (USA) Inc.05-15-2012
John McguinnessLPL Financial LLCHSBC Securities (USA) Inc.10-08-2015
John Patrick Mcinerney Jr.LPL Financial LLCHSBC Securities (USA) Inc.05-15-2012
John Randolph Mackenzie Jr.LPL Financial LLCHSBC Securities (USA) Inc.$10005-18-2012
Joseph Michael TiderencelLPL Financial LLCHSBC Securities (USA) Inc.05-15-2012
Juan Carlos PerezLPL Financial LLCHSBC Securities (USA) Inc.11-12-2014
Julie A D ChandranLPL Financial LLCHSBC Securities (USA) Inc.08-02-2012
Lawrence Anthony LabellaLPL Financial LLCHSBC Securities (USA) Inc.$10005-15-2012
Lewis Alan WexlerLPL Financial LLCHSBC Securities (USA) Inc.05-18-2012
Marcelo Fabian UbalLPL Financial LLCHSBC Securities (USA) Inc.06-20-2016
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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