Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Quintin RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-30-2012
Azaad Armaan MohamedMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$50006-27-2019
Brian BurkhardtMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.07-22-2011
Carla GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$10011-07-2016
Carlos Peikun TsengMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.11-29-2016
Chih-Hsuan ChienMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.03-22-2013
Chor-Shing ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-21-2015
Christine Suk-Yee PandoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$10002-22-2011
Christopher James La Greca IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.11-25-2014
Daniel Paul Mcgovern IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$50007-20-2010
Dante P BattagliaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$50009-23-2011
Deborah Sarah PugatchMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.11-29-2017
Fatima V SanandajiMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.05-05-2016
Gordon Jyh-Cherng SunMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.11-12-2015
James M LangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$10005-02-2017
Jeffrey J. SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.02-07-2011
Jennifer Lynn RitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.12-23-2011
Joseph Thomas BeecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.08-23-2011
Kevin CraginMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-01-2014
Matthew John GrassoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.01-26-2010
Matthew Robert CarrierMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.03-04-2016
Maximilian KrentselMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.04-18-2013
Peter John BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-02-2018
Pilar UrregoMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$15004-18-2018
Rebecca Hongbo Li-HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$25010-26-2018
Next Page »

Showing 1 to 25 of 33 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.