Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Suzanne Ellen LengyelMorgan StanleyHSBC Securities (USA) Inc.05-03-2010
Jason James FrankMorgan StanleyHSBC Securities (USA) Inc.09-27-2010
Michael Y YenMorgan StanleyHSBC Securities (USA) Inc.10-29-2010
Jeong Guk HwangMorgan StanleyHSBC Securities (USA) Inc.10-29-2010
Juan Pablo MilitelloMorgan StanleyHSBC Securities (USA) Inc.01-14-2011
Gary L. Shumate Jr.Morgan StanleyHSBC Securities (USA) Inc.03-21-2011
Maria SolanetMorgan StanleyHSBC Securities (USA) Inc.04-11-2011
Dawn M. NewlandMorgan StanleyHSBC Securities (USA) Inc.09-16-2011
Christopher Francis SmithMorgan StanleyHSBC Securities (USA) Inc.09-23-2011
Jack P LiuMorgan StanleyHSBC Securities (USA) Inc.10-28-2011
Jocelyn PoonMorgan StanleyHSBC Securities (USA) Inc.10-28-2011
Jamie KimMorgan StanleyHSBC Securities (USA) Inc.11-30-2011
Hai Xia WangMorgan StanleyHSBC Securities (USA) Inc.01-26-2012
Emir CulovMorgan StanleyHSBC Securities (USA) Inc.03-09-2012
Amela CulovMorgan StanleyHSBC Securities (USA) Inc.03-09-2012
Rebecca A. RexMorgan StanleyHSBC Securities (USA) Inc.03-09-2012
Matthew T. RichardsMorgan StanleyHSBC Securities (USA) Inc.03-09-2012
Anna KhaiMorgan StanleyHSBC Securities (USA) Inc.07-19-2012
Sergio SotolongoMorgan StanleyHSBC Securities (USA) Inc.08-31-2012
Luis A AlfonsoMorgan StanleyHSBC Securities (USA) Inc.06-26-2013
Adalberto Ricardo MauliniMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Joseph Julian ToranoMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Kevin Eugene NevilleMorgan StanleyHSBC Securities (USA) Inc.$15011-01-2013
Seth Lawrence HartMorgan StanleyHSBC Securities (USA) Inc.04-04-2014
Elias FakhouriMorgan StanleyHSBC Securities (USA) Inc.08-01-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.