Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adalberto Ricardo MauliniMorgan StanleyHSBC Securities (USA) Inc.08-23-2013
Alexander Steele BaconMorgan StanleyHSBC Securities (USA) Inc.05-19-2015
Amela CulovMorgan StanleyHSBC Securities (USA) Inc.$50003-09-2012
Andres FallonMorgan StanleyHSBC Securities (USA) Inc.$10004-04-2017
Anna KhaiMorgan StanleyHSBC Securities (USA) Inc.$50007-19-2012
Christopher Francis SmithMorgan StanleyHSBC Securities (USA) Inc.$25009-23-2011
David Carlos GunstMorgan StanleyHSBC Securities (USA) Inc.$50010-23-2015
David KnafoMorgan StanleyHSBC Securities (USA) Inc.12-05-2014
Dawn M NewlandMorgan StanleyHSBC Securities (USA) Inc.09-16-2011
Derrick TowMorgan StanleyHSBC Securities (USA) Inc.05-26-2017
Elias FakhouriMorgan StanleyHSBC Securities (USA) Inc.08-01-2014
Emir CulovMorgan StanleyHSBC Securities (USA) Inc.$50003-09-2012
Gary L Shumate Jr.Morgan StanleyHSBC Securities (USA) Inc.$50003-21-2011
Gonzalo Javier SegniniMorgan StanleyHSBC Securities (USA) Inc.07-29-2016
Goutam GhoshMorgan StanleyHSBC Securities (USA) Inc.$10009-16-2016
Gustavo Luis CecchiMorgan StanleyHSBC Securities (USA) Inc.06-09-2017
Hai Xia WangMorgan StanleyHSBC Securities (USA) Inc.01-26-2012
Helena Borges FortesMorgan StanleyHSBC Securities (USA) Inc.10-23-2015
Jack P LiuMorgan StanleyHSBC Securities (USA) Inc.10-28-2011
Jamie KimMorgan StanleyHSBC Securities (USA) Inc.11-30-2011
Janet Kawamoto ZhangMorgan StanleyHSBC Securities (USA) Inc.$50005-01-2015
Jason James FrankMorgan StanleyHSBC Securities (USA) Inc.09-27-2010
Jeong Guk HwangMorgan StanleyHSBC Securities (USA) Inc.10-29-2010
Jianmin GuMorgan StanleyHSBC Securities (USA) Inc.08-16-2018
Jimena HailsMorgan StanleyHSBC Securities (USA) Inc.$10005-01-2015
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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