Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph LongobardiMorgan StanleyHSBC Securities (USA) Inc.06-05-2020
Michael G McternanMorgan StanleyHSBC Securities (USA) Inc.06-05-2020
Kin Pan TungMorgan StanleyHSBC Securities (USA) Inc.11-08-2019
Juarez Lauth GualbertoMorgan StanleyHSBC Securities (USA) Inc.08-09-2017
Derrick TowMorgan StanleyHSBC Securities (USA) Inc.05-26-2017
Thierry Edouard ZurekMorgan StanleyHSBC Securities (USA) Inc.$1505-01-2015
David KnafoMorgan StanleyHSBC Securities (USA) Inc.12-05-2014
Seth Lawrence HartMorgan StanleyHSBC Securities (USA) Inc.$5004-04-2014
Kevin Eugene NevilleMorgan StanleyHSBC Securities (USA) Inc.$15011-01-2013
Emir Culov Amela Culov Rebecca RexMorgan StanleyHSBC Securities (USA) Inc.$17503-15-2012
Jack P LiuMorgan StanleyHSBC Securities (USA) Inc.10-28-2011
Christopher Francis SmithMorgan StanleyHSBC Securities (USA) Inc.$2509-23-2011
Suzanne Ellen LengyelMorgan StanleyHSBC Securities (USA) Inc.$5005-03-2010

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.