Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Ioan OzarchieviciWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5010-12-2017
Alfonso Montoya Jr.Wells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-27-2012
Anahid KyupelyanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.03-08-2013
Benjamin J. Blanco PintoWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-27-2017
Benjamin Jay WaldmanWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-10-2012
Carlos E. CandiaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-03-2016
Carlos Luis PeyerWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-30-2012
Chad I. AkselradWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.11-01-2019
David Dudley OsbornWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$1004-06-2009
Dayan MartinezWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-27-2012
Denise Anne McLaughlinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-16-2014
Dudley Franklin StephensWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-03-2013
Edgardo Ahmed CastroWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5009-23-2013
Eli Simon UngarWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.06-08-2016
Federico Bernardo Gitron-BeerWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-16-2017
Gabriel PorzecanskiWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.05-31-2016
Garrick GomezWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-04-2017
Gonzalo Luis VillenaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-04-2012
Gustavo A. Cortes GaviriaWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.08-08-2017
Hyun Scott SongWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.01-31-2013
Ivan Enrique MataWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.12-06-2013
James Patrick CurtinWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.09-20-2019
Jericho Alexander BorgesWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$15011-04-2011
Joshua Caldwell CarrickWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-09-2013
Kristian Carr ForsterWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.10-17-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.