Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$5003-19-2019
Fred Michael Pisculli Jr.Aegis Capital Corp.HSBC Securities (USA) Inc.12-02-2011
Gregg Michael NeishAllstate Financial Services, LLCHSBC Securities (USA) Inc.03-02-2010
Mark Andre PoitrasAmerican Portfolios Financial Services, Inc.HSBC Securities (USA) Inc.08-07-2017
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.03-15-2019
Rinaldo Domenic CrassaAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.07-26-2016
Joseph James LisantiAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.11-04-2013
Jonathan Benjamin AbramsAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.06-24-2013
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Salvatore Anthony FascianoBrighton Securities Corp.HSBC Securities (USA) Inc.10-14-2011
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.03-24-2010
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Vladimir JusteCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-08-2019
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Gregg Alan EisensteinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-11-2017
Vanessa LaterzaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-27-2017
Andres Eduardo SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-21-2017
Andrew HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2017
Jimmy Roman CastrillonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-11-2017
Robert Mark AmbrusCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-08-2017
Jason John KleinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.06-23-2017
Jarrett S. HovlandCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-07-2015
Emil ManzanoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-12-2015
Dygoro Jesse AtariguanaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.12-18-2014
Brian Christopher EricsonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$1010-24-2014
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Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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