Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.03-19-2019
Fred Michael Pisculli Jr.Aegis Capital Corp.HSBC Securities (USA) Inc.12-02-2011
Chih Hsiang LiangAllstate Financial Services, LLCHSBC Securities (USA) Inc.08-02-2017
Gregg Michael NeishAllstate Financial Services, LLCHSBC Securities (USA) Inc.03-02-2010
Josh Alan FrankelAmerican Capital Partners, LLCHSBC Securities (USA) Inc.11-18-2010
Mark Andre PoitrasAmerican Portfolios Financial Services, Inc.HSBC Securities (USA) Inc.08-07-2017
Ryan Scott AckerhaltAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.03-15-2019
Rinaldo Domenic CrassaAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.07-26-2016
Brian Bernard McShaneAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.$5010-02-2014
Joseph James LisantiAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.11-04-2013
Jonathan Benjamin AbramsAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.06-24-2013
Orrie I. ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Joseph John Lamanna Jr.AXA Advisors, LLCHSBC Securities (USA) Inc.$5004-01-2011
Ethan Moche AssoulineBolton Securities CorporationHSBC Securities (USA) Inc.05-11-2017
Salvatore Anthony FascianoBrighton Securities Corp.HSBC Securities (USA) Inc.10-14-2011
Michael Scott SilversteinCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.$1003-01-2012
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.03-24-2010
Alexandra RosiCapital One Investing, LLCHSBC Securities (USA) Inc.10-10-2017
Sammy C. ChangCapital One Investing, LLCHSBC Securities (USA) Inc.01-12-2017
Christian O. GonzalezCapital One Investing, LLCHSBC Securities (USA) Inc.04-07-2016
Paul PetersCapital One Investing, LLCHSBC Securities (USA) Inc.05-26-2015
Michael Angelo DispiritoCapital One Investing, LLCHSBC Securities (USA) Inc.05-13-2015
Thomas Joseph PolitoCapital One Investment Services LLCHSBC Securities (USA) Inc.$1006-10-2013
Alexander E GurmanCapital One Investment Services LLCHSBC Securities (USA) Inc.07-30-2012
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Showing 1 to 25 of 420 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.