Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shameeza AllyMML Investors Services, LLCHSBC Securities (USA) Inc.06-11-2019
Nathan William IbarraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)HSBC Securities (USA) Inc.05-03-2019
Vladimir JusteCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-08-2019
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.$50003-19-2019
Ryan Scott AckerhaltAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.$10003-15-2019
Gregory Alexander LongardinoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-02-2019
Leroy Rivers Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.02-27-2019
Orrie I ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Jennifer TuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-12-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Pierre-Mondy Fritz Junior BechetteJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-15-2018
Leonardo Hernandez IIIMML Investors Services, LLCHSBC Securities (USA) Inc.$50009-06-2018
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Steven P DesmondGoldman Sachs & Co.HSBC Securities (USA) Inc.07-28-2018
Wei GuCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-20-2018
Curtis Pak Yan YipJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-06-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.