Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angie Messer, Greg Rust Ameriprise FinancialHilliard Lyons$18201-10-2019
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22001-08-2019
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Katherine KicklighterAmeriprise FinancialHilliard Lyons$10906-23-2017
James TemplinLPL FinancialHilliard Lyons$9506-16-2017
James Perry Jr.Raymond JamesHilliard Lyons$10001-18-2017
Jay Saling, Jason Stuber, Emily Saling, John VolpertRaymond JamesHilliard Lyons$25006-02-2016
Gavin Gleason, Andrea Gleason, Sakya Schuler, Diane JohnsRaymond JamesHilliard Lyons$15008-07-2015
Mary Ellen BackerBank of America Merrill LynchHilliard Lyons$17208-15-2014
Stephen J. FishUBS Financial ServicesHilliard Lyons$47505-30-2013
Thomas BarnesWells Fargo AdvisorsHilliard Lyons$9311-24-2010

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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