Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angie Messer, Greg RustAmeriprise Financial Services, Inc.Hilliard Lyons$18212-14-2018
Katherine KicklighterAmeriprise Financial Services, Inc.Hilliard Lyons$10906-23-2017
Stephen ElderJanney Montgomery ScottHilliard Lyons$8108-17-2017
Mark WilloughbyJanney Montgomery Scott LLCHilliard Lyons$5006-18-2019
James TemplinLPL Financial LLCHilliard Lyons$9506-16-2017
Mary Ellen BackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedHilliard Lyons$17208-15-2014
Sherry Holley, Ginger Ford, Savannah HolleyRaymond JamesHilliard Lyons$22009-25-2018
James Perry Jr.Raymond JamesHilliard Lyons$10001-18-2017
Jay Saling, Jason Stuber, Emily Saling, John VolpertRaymond JamesHilliard Lyons$25006-02-2016
Gavin Gleason, Andrea Gleason, Sakya Schuler, Diane JohnsRaymond JamesHilliard Lyons$15008-07-2015
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Jack Mayer, Robert MayerStifel, Nicolaus & Company, IncorporatedHilliard Lyons$5412-04-2018
Stephen J. FishUBS Financial Services Inc.Hilliard Lyons$47505-30-2013
Thomas BarnesWells Fargo AdvisorsHilliard Lyons$9311-24-2010

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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