Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles George Byron1st Global Capital Corp.Hilltop Securities Inc.01-02-2009
Bryan Edward LuterWFG Investments, Inc.Hilltop Securities Inc.02-24-2009
John William MadisonWells Fargo Clearing Services, LLCHilltop Securities Inc.05-21-2009
Dustin Tye HellamsRaymond James Financial Services, Inc.Hilltop Securities Inc.06-10-2009
Michael Ramon DelaoCentury Securities Associates, Inc.Hilltop Securities Inc.$1007-31-2009
Lawrence Joseph SmithCentury Securities Associates, Inc.Hilltop Securities Inc.08-07-2009
Stephen Drake LedbetterInvestment Professionals, Inc.Hilltop Securities Inc.10-12-2009
Timothy Bruce RicheOppenheimer & Co. Inc.Hilltop Securities Inc.10-23-2009
Danny Daeyoung ChungMorgan StanleyHilltop Securities Inc.11-09-2009
Elio Eduardo KingBolton Global CapitalHilltop Securities Inc.$10001-04-2010
Michael Richard Hostick IIOppenheimer & Co. Inc.Hilltop Securities Inc.$5003-15-2010
Stanley Eugene AllredRaymond James & Associates, Inc.Hilltop Securities Inc.$10003-19-2010
Lisa Cameron JonesRaymond James & Associates, Inc.Hilltop Securities Inc.$15003-19-2010
Jonathan Logan AllredRaymond James & Associates, Inc.Hilltop Securities Inc.03-19-2010
Leonard AnshelevichJ.P. Morgan Securities LLCHilltop Securities Inc.$5003-26-2010
Penne Wilson StaffordRaymond James & Associates, Inc.Hilltop Securities Inc.$2504-21-2010
Gustavo Santos MiramontesWells Fargo Clearing Services, LLCHilltop Securities Inc.06-29-2010
David John PollakRaymond James & Associates, Inc.Hilltop Securities Inc.11-05-2010
John Russell AdamsRaymond James & Associates, Inc.Hilltop Securities Inc.$1011-05-2010
Patricia Lynn LandisRaymond James & Associates, Inc.Hilltop Securities Inc.11-08-2010
Jerome A IveryMorgan StanleyHilltop Securities Inc.11-08-2010
Sean Paul WeaverWWK Wealth AdvisorsHilltop Securities Inc.$1011-11-2010
Joe Sidney Cotten Jr.Ameriprise Financial Services, LLCHilltop Securities Inc.11-12-2010
Richard William HawkinsRaymond James & Associates, Inc.Hilltop Securities Inc.$2511-17-2010
Walter Eugene HoppRaymond James & Associates, Inc.Hilltop Securities Inc.11-18-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.