Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Morgan SwordCabot Lodge Securities LLCIFS Securities$2510-07-2019
Randall Bryan Edwards Sr.Cabot Lodge Securities LLCIFS Securities$10010-07-2019
Robert Michael RoseCabot Lodge Securities LLCIFS Securities10-04-2019
Thomas Yancey WilliamsCabot Lodge Securities LLCIFS Securities$5010-01-2019
Bruce Alfred BoutaCabot Lodge Securities LLCIFS Securities$5009-27-2019
Carl Patrick Carlos Jr.Cabot Lodge Securities LLCIFS Securities$2509-27-2019
Brian Lee PenneyCabot Lodge Securities LLCIFS Securities09-27-2019
Bruce Alfred BoutaCabot Lodge Securities LLCIFS Securities$5009-27-2019
Carl Patrick Carlos Jr.Cabot Lodge Securities LLCIFS Securities$2509-27-2019
Brian Lee PenneyCabot Lodge Securities LLCIFS Securities09-27-2019
Meredith D. SimsCabot Lodge Securities LLCIFS Securities09-26-2019
Robert J. LinkCabot Lodge Securities LLCIFS Securities09-26-2019
Meredith D. SimsCabot Lodge Securities LLCIFS Securities09-26-2019
Robert J. LinkCabot Lodge Securities LLCIFS Securities09-26-2019
James Royal Kirchner Jr.Cabot Lodge Securities LLCIFS Securities$15009-25-2019
Peter Joseph Neary Jr.Cabot Lodge Securities LLCIFS Securities$7009-25-2019
Peter Joseph Neary Jr.Cabot Lodge Securities LLCIFS Securities$7009-25-2019
Kenneth Shawn HyattCabot Lodge Securities LLCIFS Securities09-25-2019
Glenn Alan FoersterCabot Lodge Securities LLCIFS Securities09-24-2019
Christopher C WaltersCabot Lodge Securities LLCIFS Securities$5009-23-2019
Christopher C WaltersCabot Lodge Securities LLCIFS Securities$5009-23-2019
Ralph Edward TrecasoCabot Lodge Securities LLCIFS Securities$15009-20-2019
Anthony Louis DelucaCabot Lodge Securities LLCIFS Securities$2509-20-2019
Ralph Edward TrecasoCabot Lodge Securities LLCIFS Securities$15009-20-2019
Craig Anthony RosenbergJ.W. Cole Financial, Inc.IFS Securities$2509-20-2019
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Showing 1 to 25 of 89 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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