Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Mark BowmanCabot Lodge Securities LLCIFS Securities$2510-22-2019
Ned Paul LermanCabot Lodge Securities LLCIFS Securities10-16-2019
Michael Francis ChircopCabot Lodge Securities LLCIFS Securities10-16-2019
Kathleen M. Svrcek-HetfieldMcNally Financial Services CorporationIFS Securities$25010-08-2019
Richard Morgan SwordCabot Lodge Securities LLCIFS Securities$25010-07-2019
Bryan Joseph BernsteinInvestacorp, Inc.IFS Securities10-07-2019
Robert Michael RoseCabot Lodge Securities LLCIFS Securities10-04-2019
Thomas Yancey WilliamsCabot Lodge Securities LLCIFS Securities$50010-01-2019
Tina Miau Leng TjonglinkCalton & Associates, Inc.IFS Securities10-01-2019
Bruce Alfred BoutaCabot Lodge Securities LLCIFS Securities$50009-27-2019
Darrell Thomas ReedA.G.P / Alliance Global PartnersIFS Securities09-27-2019
Brian Lee PenneyCabot Lodge Securities LLCIFS Securities09-27-2019
Joe Dennis MurrayJ.W. Cole Financial, Inc.IFS Securities$10009-26-2019
James Royal Kirchner Jr.Cabot Lodge Securities LLCIFS Securities$15009-25-2019
Karl Delane LeonardCabot Lodge Securities LLCIFS Securities$10009-24-2019
Glenn Alan FoersterCabot Lodge Securities LLCIFS Securities$10009-24-2019
Thomas Anthony DavisCabot Lodge Securities LLCIFS Securities$19009-24-2019
Albert Lewis DegaetanoCabot Lodge Securities LLCIFS Securities09-23-2019
Adam SmithInvestacorp, Inc.IFS Securities$10009-20-2019
Michael James HebnerMcNally Financial Services CorporationIFS Securities$25009-20-2019
Craig Anthony RosenbergJ.W. Cole Financial, Inc.IFS Securities$25009-20-2019
Anthony Louis DelucaCabot Lodge Securities LLCIFS Securities$25009-20-2019
Joseph Dwayne OlheiserCabot Lodge Securities LLCIFS Securities$10009-19-2019
Gregory Brian VanwinkleCabot Lodge Securities LLCIFS Securities09-19-2019
David Alan LakisCabot Lodge Securities LLCIFS Securities09-19-2019
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.