Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST FINANCIAL CORPORATION$1006-29-2018
Mark Cronin EttingerLPL Financial LLCINVEST Financial Corporation$5006-25-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.INVEST Financial Corporation06-18-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
Michael George KitzmanLPL Financial LLCINVEST Financial Corporation$5003-07-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation03-05-2018
Mark Barkasy Jr.St. Bernard Financial Services, Inc.INVEST Financial Corporation02-26-2018
Gregory Edward CollinsLPL Financial LLCINVEST Financial Corporation02-22-2018
Paul Jack ScottLPL Financial LLCINVEST Financial Corporation$1,50002-14-2018
Frederick Roy HoffmanLPL Financial LLCINVEST Financial Corporation$50002-14-2018
James Baker WatsonLPL Financial LLCINVEST Financial Corporation$25002-14-2018
Mario Joseph CamilloLPL Financial LLCINVEST Financial Corporation$24802-14-2018
Nick H. SinghLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Steve Heydari PakrooLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Sergio KindlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Thomas Pharoah PettisLPL Financial LLCINVEST Financial Corporation$15002-14-2018
William Joseph Feudale Jr.LPL Financial LLCINVEST Financial Corporation$15002-14-2018
Gerald Orville Bevens Jr.LPL Financial LLCINVEST Financial Corporation$15002-14-2018
Randall Howard ReedLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Michelle Renee ConroyLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Bradley Thomas WastlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
James David McCarthyLPL Financial LLCINVEST Financial Corporation$13802-14-2018
Joseph Armando CalderaLPL Financial LLCINVEST Financial Corporation$11402-14-2018
Jacqueline L PowellLPL Financial LLCINVEST Financial Corporation$10002-14-2018
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Showing 1 to 25 of 799 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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