Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie KalinowskiGoss AdvisorsINVEST Financial Corporation02-20-2019
Brittany Rachel WeinerRaymond James Financial Services, Inc.INVEST Financial Corporation08-20-2018
David Douglass PetersonSecurities America, Inc.INVEST Financial Corporation$5008-14-2018
Philip Eric WeisbachHarbour Investments, Inc.INVEST Financial Corporation07-09-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST FINANCIAL CORPORATION06-29-2018
Mark Cronin EttingerLPL Financial LLCINVEST Financial Corporation06-25-2018
Van R Ray BrownAvalon Investment & Securities Group, Inc.INVEST Financial Corporation05-21-2018
Tatiana Frost PurdyMorgan StanleyINVEST Financial Corporation$1,00005-10-2018
Anders Christopher BergmannRaymond James & Associates, Inc.INVEST Financial Corporation05-07-2018
Anthony Keith DevoeLPL Financial LLCINVEST Financial Corporation04-30-2018
Adam Gillen BrownCentral Fixed Income Services, LLCINVEST Financial Corporation04-24-2018
Sandra Ann LevitskyLPL Financial LLCINVEST Financial Corporation04-13-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
Michael George KitzmanLPL Financial LLCINVEST Financial Corporation03-07-2018
Tyler Ryan LiebermanCetera Investment Services LLCINVEST Financial Corporation03-05-2018
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$103-05-2018
Marc A SchauberNorth Ridge Securities Corp.INVEST Financial Corporation02-27-2018
Mark Barkasy Jr.St. Bernard Financial Services, Inc.INVEST Financial Corporation02-26-2018
Jennifer A SeguineCetera Investment Services LLCINVEST Financial Corporation02-22-2018
Michael John CiciuraCetera Investment Services LLCINVEST Financial Corporation$3402-20-2018
Stephen Robert DascenzoCetera Investment Services LLCINVEST Financial Corporation02-12-2018
Rodolfo ValdesMoney Concepts Capital CorpINVEST Financial Corporation02-12-2018
Jesus ArteagaMoney Concepts Capital CorpINVEST Financial Corporation02-12-2018
Curt Edward CoulombeCetera Advisors LLCINVEST Financial Corporation$1002-08-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.