Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jay WeinstockLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Aaron Jeremiah OchoaSt. Bernard Financial Services, Inc.INVEST Financial Corporation02-07-2017
Aaron Paul LeopoldLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Adam Gabriel WolffLPL Financial LLCINVEST Financial Corporation02-14-2018
Aimee Kay PeltierRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Akbar Kassamali KassamLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alan Blaine ShouseLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan David CareyLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan Paul TichmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan Ray SwitzerHD Vest Investment ServicesINVEST Financial Corporation08-11-2010
Albert L RichCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Alec Spencer LowellLPL Financial LLCINVEST Financial Corporation02-14-2018
Alejandra ParedesLPL Financial LLCINVEST Financial Corporation02-14-2018
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation$1006-16-2017
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation10-13-2017
Alexander Love Hinson Jr.Ameriprise Financial Services, Inc.INVEST Financial Corporation07-28-2017
Alexandra Noelle RoachNorthwestern Mutual Investment Services, LLCINVEST Financial Corporation12-17-2013
Alice Leary ReitzLPL Financial LLCINVEST Financial Corporation02-14-2018
Alison Horton MewborneLPL Financial LLCINVEST Financial Corporation02-14-2018
Alison L PerezLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Allison Carrie McCurryLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Alphoncia MompremierInnovation Partners LLCINVEST Financial Corporation04-27-2017
Andrea Lynn WadeRaymond James Financial Services, Inc.INVEST Financial Corporation02-15-2017
Andrea Owen-BoydLPL Financial LLCINVEST Financial Corporation02-14-2018
Andrew Brian HenryAmeriprise Financial Services, Inc.INVEST Financial Corporation08-24-2015
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Showing 1 to 25 of 799 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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