Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Cronin EttingerLPL Financial LLCINVEST Financial Corporation06-25-2018
Anthony Keith DevoeLPL Financial LLCINVEST Financial Corporation04-30-2018
Sandra Ann LevitskyLPL Financial LLCINVEST Financial Corporation04-13-2018
Michael George KitzmanLPL Financial LLCINVEST Financial Corporation03-07-2018
Joseph Paul SalomoneLPL Financial LLCINVEST Financial Corporation01-25-2018
Paul Pepe MartinLPL Financial LLCINVEST Financial Corporation01-25-2018
Mathew Ryan DusablonLPL Financial LLCINVEST Financial Corporation$1001-17-2018
Mary J. SimmonsLPL Financial LLCINVEST Financial Corporation01-09-2018
Lynda Goff MillerLPL Financial LLCINVEST Financial Corporation11-15-2017
Dennis Roger NolteLPL Financial LLCINVEST Financial Corporation$3011-15-2017
Ronald Dionisio BalitonLPL Financial LLCINVEST Financial Corporation$1011-15-2017
Celeste Kathleen ByersLPL Financial LLCINVEST Financial Corporation11-15-2017
Louis Anthony CapezzaLPL Financial LLCINVEST Financial Corporation$5011-15-2017
Steven Scott ComptonLPL Financial LLCINVEST Financial Corporation11-15-2017
Tobias Allan MeekLPL Financial LLCINVEST Financial Corporation11-15-2017
Carl David NewtonLPL Financial LLCINVEST Financial Corporation11-15-2017
Sharon Lea FlaspohlerLPL Financial LLCINVEST Financial Corporation11-03-2017
Alexander Houston MingeLPL Financial LLCINVEST Financial Corporation10-13-2017
Charles Edward Earle Jr.LPL Financial LLCINVEST Financial Corporation$2510-13-2017
Carolyn Ann WilsonLPL Financial LLCINVEST Financial Corporation10-13-2017
Jeffery Arnez FergusonLPL Financial LLCINVEST Financial Corporation09-18-2017
Howard Sayles BaughmanLPL Financial LLCINVEST Financial Corporation$1008-21-2017
Caroline MohanLPL Financial LLCINVEST Financial Corporation07-21-2017
Vincent Martin PadillaLPL Financial LLCINVEST Financial Corporation07-14-2017
Thomas Paul TulaneyLPL Financial LLCINVEST Financial Corporation03-28-2017
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Showing 1 to 25 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.