Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Alan CorrieCetera Advisor Networks LLCINVEST Financial Corporation11-17-2017
Craig Stephen MaytubbyCUSO Financial Services, L.P.INVEST Financial Corporation12-04-2017
Thomas Paul HenryCUSO Financial Services, L.P.INVEST Financial Corporation$50010-22-2014
Steven William AveryIndependent Financial Group, LLCINVEST Financial Corporation12-03-2012
Joseph John MandujanoInvestors Capital Corp.INVEST Financial Corporation08-19-2015
Dominick Martinez Divine IIJ.P. Morgan Securities LLCINVEST Financial Corporation$25011-15-2017
Vincent Martin PadillaLPL Financial LLCINVEST Financial Corporation$25007-14-2017
Don Michael RudolphLPL Financial LLCINVEST Financial Corporation$10002-29-2016
Dana Christopher GoLPL Financial LLCINVEST Financial Corporation06-08-2015
Robert J HelmLPL Financial LLCINVEST Financial Corporation12-13-2011
Joseph David DuffeyMadison Avenue Securities, LLCINVEST Financial Corporation$10001-01-2012
Saimir Astrit PrapanikuU.S. Bancorp Investments, Inc.INVEST Financial Corporation$10006-17-2013
Jennifer N. BroemelingUnionBanc Investment Services, LLCINVEST Financial Corporation09-11-2013

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.