Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brittany Rachel WeinerRaymond James Financial Services, Inc.INVEST Financial Corporation08-20-2018
Christian Paul DesarioRaymond James Financial Services, Inc.INVEST Financial Corporation07-23-2018
Tatiana Frost PurdyMorgan StanleyINVEST Financial Corporation$1,00005-10-2018
Anders Christopher BergmannRaymond James & Associates, Inc.INVEST Financial Corporation05-07-2018
Anthony Keith DevoeLPL Financial LLCINVEST Financial Corporation04-30-2018
Taylor Kalyn SmeltJ.W. Cole Financial, Inc.INVEST Financial Corporation03-23-2018
Rodolfo ValdesMoney Concepts Capital CorpINVEST Financial Corporation$10002-12-2018
Jesus ArteagaMoney Concepts Capital CorpINVEST Financial Corporation02-12-2018
Michael Britt BuslerCambridge Investment Research, Inc.INVEST Financial Corporation02-01-2018
Mark Whitehead FriedmanSecurities America, Inc.INVEST Financial Corporation$2501-02-2018
Johnny Angel CantuH. Beck, Inc.INVEST Financial Corporation12-12-2017
David Andres JohnsonInfinex Investments, Inc.INVEST Financial Corporation12-12-2017
Brian Robert WolfeMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation12-12-2017
Ronald Baliton Celeste Byers Louis Capezza Steve Compton Todd Feintuch Keith Gilmour Peter Lowery Tobias Meek Carl Newton Dennis Nolte James ZickLPL Financial LLCINVEST Financial Corporation$41111-16-2017
Michael Shawn HaddiganKovack Securities Inc.INVEST Financial Corporation11-16-2017
Lynda Goff MillerLPL Financial LLCINVEST Financial Corporation11-15-2017
Dennis Roger NolteLPL Financial LLCINVEST Financial Corporation$3011-15-2017
Ronald Dionisio BalitonLPL Financial LLCINVEST Financial Corporation$1011-15-2017
Celeste Kathleen ByersLPL Financial LLCINVEST Financial Corporation11-15-2017
Louis Anthony CapezzaLPL Financial LLCINVEST Financial Corporation11-15-2017
Steven Scott ComptonLPL Financial LLCINVEST Financial Corporation11-15-2017
Tobias Allan MeekLPL Financial LLCINVEST Financial Corporation11-15-2017
James Ray ZickLPL Financial LLCINVEST Financial Corporation11-15-2017
Carl David NewtonLPL Financial LLCINVEST Financial Corporation11-15-2017
Nicole Clara WilsonRaymond James & Associates, Inc.INVEST Financial Corporation10-24-2017
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.