Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Joseph SteffensmeierAmeriprise Financial Services, LLCINVEST Financial Corporation$5005-01-2013
Mary J. RuffridgeBroker Dealer Financial Services Corp.INVEST Financial Corporation$4701-03-2017
Thomas Jeffrey LopezCambridge Investment Research, Inc.INVEST Financial Corporation$2512-11-2014
Louis William LeskoskyCambridge Investment Research, Inc.INVEST Financial Corporation01-15-2013
Brooke Lea BowieCUNA Brokerage Services, Inc.INVEST Financial Corporation03-23-2017
Dennis Lee MarkwayIron Horse Wealth Management, LLCINVEST Financial Corporation08-13-2012
Bruce Stanley WidbinJ.W. Cole Financial, Inc.INVEST Financial Corporation$1004-19-2016
Joshua Daniel ClokeJ.W. Cole Financial, Inc.INVEST Financial Corporation04-19-2016
Jay Thomas HarbisonPrincipal Securities, Inc.INVEST Financial Corporation04-16-2010
Sybil Lee PoageSorrento Pacific Financial, LLCINVEST Financial Corporation12-15-2017
Aaron Christopher MobergTIAA-CREF Individual & Institutional Services, LLCINVEST Financial Corporation08-30-2016

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.