Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Chad FtacekCambridge Investment Research, Inc.INVEST Financial Corporation11-16-2017
Michael Francis BreslinCetera Investment Services LLCINVEST Financial Corporation$10001-08-2018
Edmund Chester WojciechowskiCetera Investment Services LLCINVEST Financial Corporation$5001-05-2018
Joe Alexander SanchezCetera Investment Services LLCINVEST Financial Corporation01-05-2018
Jodi Lynn MantheiCommonwealth Financial NetworkINVEST Financial Corporation$11501-05-2018
Kenneth Richard KoppitzCommonwealth Financial NetworkINVEST Financial Corporation01-05-2018
Phyllis Raelynn SpearsLaSalle St. Securities, LLCINVEST Financial Corporation12-15-2017
Chester Anthony WinnLaSalle St. Securities, LLCINVEST Financial Corporation12-15-2017
Tammi Adele DaubyLaSalle St. Securities, LLCINVEST Financial Corporation12-15-2017
Elizabeth Dussman FoleyLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Safar FarditurkmaniLPL Financial LLCINVEST Financial Corporation$5002-14-2018
William Chester SmigielLPL Financial LLCINVEST Financial Corporation02-14-2018
Robert Lee SuarezLPL Financial LLCINVEST Financial Corporation02-14-2018
Patricia Marie GoepfertLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey James CarsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Mathew Ryan DusablonLPL Financial LLCINVEST Financial Corporation01-17-2018
Andrew Joseph EllermannLPL Financial LLCINVEST Financial Corporation11-30-2009
Jeffrey Ward NolanSecurities America, Inc.INVEST Financial Corporation11-16-2017

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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