Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ricardo Dwayne ThomasLPL Financial LLCINVEST Financial Corporation02-14-2018
Carson Brent SmithLPL Financial LLCINVEST Financial Corporation02-14-2018
Patrick Wade BeauchampLPL Financial LLCINVEST Financial Corporation02-14-2018
Beau Allen WilliamsRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Robert Brandon HarperRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Hunter Cole GreeneRoyal Alliance Associates, Inc.INVEST Financial Corporation11-20-2017
Christopher Leonard DardeauLPL Financial LLCINVEST Financial Corporation08-12-2010
Rodolfo Benjamin ZamoraLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Mauri Alan TurnerLPL Financial LLCINVEST Financial Corporation$2502-14-2018
James B. McCormickLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Daniel George BruzaLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Robert Joseph Marcell1st Global Capital Corp.INVEST Financial Corporation$2508-23-2011
Owen Abraham MosesLPL Financial LLCINVEST Financial Corporation$5002-14-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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