Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$103-05-2018
Mark Alan HanlinSigma Financial CorporationINVEST Financial Corporation$10012-15-2017
Michael Christopher NordmannSecurities America, Inc.INVEST Financial Corporation12-01-2017
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
Deborah Lee ClarkWoodbury Financial Services, Inc.INVEST Financial Corporation$111-03-2017
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation$1006-16-2017
Richard Lance TruxallLincoln Financial Advisors CorporationINVEST Financial Corporation$10003-20-2017
Aleia Kristy MacdonaldWFG Investments, Inc.INVEST Financial Corporation04-29-2016
Emily Regina HaberkernGirard Securities, Inc.INVEST Financial Corporation04-25-2016
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$2508-17-2015
Kenneth Ronald ElkinsInvestment Planners, Inc.INVEST Financial Corporation$5008-10-2015
Robert Charles MulcahyWFG Investments, Inc.INVEST Financial Corporation06-30-2015
Heidi Jane ThompsonWFG Investments, Inc.INVEST Financial Corporation05-15-2015
Jeffrey John CaseyWFG Investments, Inc.INVEST Financial Corporation05-15-2015
Thomas Bernard DoranWFG Investments, Inc.INVEST Financial Corporation05-01-2015
Thomas Neil RauThrivent Investment Management Inc.INVEST Financial Corporation04-01-2015
Christian Dean WhiteheadWFG INVESTMENTS, INC.INVEST Financial Corporation03-20-2015
Mark David ParkerWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Parke Grant PetersenWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Scott David PalomakiWFG Investments, Inc.INVEST Financial Corporation03-20-2015
David L. KentLPL Financial LLCINVEST Financial Corporation02-03-2015
Angelia Dorthea GroomOppenheimer & Co. Inc.INVEST Financial Corporation11-03-2014
Elizabeth Ann BarberCitizens Securities, Inc.INVEST Financial Corporation08-11-2014
Jeffrey Michael HusakNext Financial Group, Inc.INVEST Financial Corporation02-18-2014
Gary David JorgensonLPL Financial LLCINVEST Financial Corporation$2512-20-2013
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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