Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Lee PartridgeAmeriprise Financial Services, LLCINVEST Financial Corporation03-18-2013
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$103-05-2018
Michael John GranboisCapital Asset Advisory Services, LLCINVEST Financial Corporation03-14-2012
David Michael RobinsonCapital Asset Advisory Services, LLCINVEST Financial Corporation09-02-2010
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation$1006-16-2017
Elizabeth Ann BarberCitizens Securities, Inc.INVEST Financial Corporation$5008-11-2014
Robert John Dillon Jr.CUNA Brokerage Services, Inc.INVEST Financial Corporation$2501-11-2016
Kevin Edmund CrossExecutive Wealth Management, LLCINVEST Financial Corporation12-19-2016
Emily Regina HaberkernGirard Securities, Inc.INVEST Financial Corporation04-25-2016
James Edward Mathias IIIGirard Securities, Inc.INVEST Financial Corporation$5001-31-2013
Russell Edward HarrisGirard Securities, Inc.INVEST Financial Corporation01-31-2013
Wendy Sue WoodwardGirard Securities, Inc.INVEST Financial Corporation$1001-31-2013
Neal Owen RohrsHarbour Investments, Inc.INVEST Financial Corporation01-18-2013
Danford Mark ByrensHarbour Investments, Inc.INVEST Financial Corporation01-17-2013
Patrick Neil GilbertHarbour Investments, Inc.INVEST Financial Corporation11-09-2012
Kenneth Ronald ElkinsInvestment Planners, Inc.INVEST Financial Corporation$5008-10-2015
Richard Lance TruxallLincoln Financial Advisors CorporationINVEST Financial Corporation03-20-2017
David L. KentLPL Financial LLCINVEST Financial Corporation02-03-2015
Gary David JorgensonLPL Financial LLCINVEST Financial Corporation12-20-2013
Pamela Ann BlodgettLPL Financial LLCINVEST Financial Corporation$2512-19-2013
Edward Felix DublisLPL Financial LLCINVEST Financial Corporation12-16-2013
Peter James AlmerothMorgan StanleyINVEST Financial Corporation06-28-2010
Jeffrey Michael HusakNext Financial Group, Inc.INVEST Financial Corporation02-18-2014
Angelia D GroomOppenheimer & Co. Inc.INVEST Financial Corporation11-03-2014
Karen Louise WickhamPrivate Client Services, LLCINVEST Financial Corporation$1106-01-2017
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.