Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$112-01-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation$110-19-2017
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Lisa Moss StricklandLincoln Financial Securities CorporationINVEST Financial Corporation$5009-11-2017
Michael Todd BrownOlde Towne Financial Management Co.INVEST Financial Corporation06-28-2017
Charles Michael TaylorCapital Synergy PartnersINVEST Financial Corporation$101-03-2017
Katherine Carmichael Morosani1st Global Capital Corp.INVEST Financial Corporation12-02-2016
Terrence Lyman DonoghueLPL Financial LLCINVEST Financial Corporation10-03-2016
Jeffrey William MilneCapital Synergy PartnersINVEST Financial Corporation07-21-2016
Brent Thomas PetersLPL Financial LLCINVEST Financial Corporation07-13-2016
Kerry Carlton GoodmanFounders Financial Alliance, LLCINVEST Financial Corporation03-01-2016
Mary Helen SalisburyLPL Financial LLCINVEST Financial Corporation02-29-2016
Gloria Patterson DuboseLPL Financial LLCINVEST Financial Corporation$112-14-2015
Manuel Calderon Jr.LPL Financial LLCINVEST Financial Corporation11-09-2015
Marian Brown DabbsNorthwestern Mutual Investment Services, LLCINVEST Financial Corporation06-12-2015
Matthew Patrick OneilWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Jonathon Christopher SchultheissKestra Investment Services, LLCINVEST Financial Corporation$6002-02-2015
Chadwick M MangumTransamerica Financial Advisors, IncINVEST Financial Corporation10-22-2014
Robin F BolducTransamerica Financial Advisors, IncINVEST Financial Corporation10-22-2014
Carson Skottowe WannamakerDixon Hughes Goodman Wealth Advisors LLCINVEST Financial Corporation08-18-2014
Robert Ernest BittnerLPL Financial LLCINVEST Financial Corporation05-02-2014
James Matthew CrawfordRoyal Alliance Associates, Inc.INVEST Financial Corporation12-17-2013
Tammy Collins BarbeeSorrento Pacific Financial, LLCINVEST Financial Corporation05-01-2013
John Aaron BoudreauxLPL Financial LLCINVEST Financial Corporation11-11-2011
D Kent BilbreyLPL Financial LLCINVEST Financial Corporation$2501-18-2011
Next Page »

Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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