Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Garrett MorrisCambridge Investment Research, Inc.INVEST Financial Corporation$1010-11-2017
Charles Michael TaylorCapital Synergy PartnersINVEST Financial Corporation01-03-2017
Diane Marie WillisLincoln Financial Securities CorporationINVEST Financial Corporation$1012-01-2017
William Francis RolandLincoln Financial Securities CorporationINVEST Financial Corporation10-19-2017
Thomas Pharoah PettisLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Paul Gibson SoperLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Jeffrey Brent JoyceLPL Financial LLCINVEST Financial Corporation02-14-2018
James Francis KmecLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark Edward StevensLPL Financial LLCINVEST Financial Corporation02-14-2018
Richard Brian PeekLPL Financial LLCINVEST Financial Corporation02-14-2018
Scott Christopher SmithLPL Financial LLCINVEST Financial Corporation02-14-2018
Rick Ralph PlemmonsLPL Financial LLCINVEST Financial Corporation02-14-2018
Mark Edward TillettLPL Financial LLCINVEST Financial Corporation02-14-2018
Raymond Hugh Wilcox Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey Chad MuriLPL Financial LLCINVEST Financial Corporation02-14-2018
Terrence Lyman DonoghueLPL Financial LLCINVEST Financial Corporation10-03-2016
Gloria Patterson DuboseLPL Financial LLCINVEST Financial Corporation12-14-2015
Manuel Calderon Jr.LPL Financial LLCINVEST Financial Corporation11-09-2015
Robert Ernest BittnerLPL Financial LLCINVEST Financial Corporation05-02-2014
Donald Kent BilbreyLPL Financial LLCINVEST Financial Corporation$1001-18-2011
Kenneth Joseph EllspermannLPL Financial LLCINVEST Financial Corporation11-30-2009
David Wayne GrossnickleLPL Financial LLCINVEST Financial Corporation11-30-2009
Joseph William Jones IIILPL Financial LLCINVEST Financial Corporation11-30-2009
Robert Wesley DavidsonLPL Financial LLCINVEST Financial Corporation11-30-2009
Ronald Glen AlthofLPL Financial LLCINVEST Financial Corporation11-30-2009
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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