Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John MarinelliAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-13-2013
Edward Mccarthy DooneyAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-12-2013
John D. CosciaAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-09-2013
Gregory Edward PuttickAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-03-2013
James Gordon DursoCadaret, Grant & Co., Inc.INVEST Financial Corporation10-11-2017
Kathleen Teresa KaffenbergerCadaret, Grant & Co., Inc.INVEST Financial Corporation$2506-05-2017
John Brian McCarthyCadaret, Grant & Co., Inc.INVEST Financial Corporation$10003-15-2013
Paul Andrew LapointeCFD Investments, Inc.INVEST Financial Corporation03-14-2013
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
John Michael CroninCommonwealth Financial NetworkINVEST Financial Corporation$5002-04-2013
George Kevin MouradianCUNA Brokerage Services, Inc.INVEST Financial Corporation08-14-2014
John N. Kalil Jr.Hazard & Siegel, Inc.INVEST Financial Corporation01-11-2017
Mark Bradford WetherellKovack Securities Inc.INVEST Financial Corporation$2212-08-2017
David Ira BlockLifeMark Securities Corp.INVEST Financial Corporation12-15-2017
Lucas Alan BurtonLincoln Financial Securities CorporationINVEST Financial Corporation02-05-2015
Gregory Edward CollinsLPL Financial LLCINVEST Financial Corporation02-22-2018
Mario Joseph CamilloLPL Financial LLCINVEST Financial Corporation$24802-14-2018
Sergio KindlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
John Lawrence RussoLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Neil Lawrence Hassett Jr.LPL Financial LLCINVEST Financial Corporation$10002-14-2018
Norbert Michael WittLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Lawrence SeidenLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Randall Joseph HulickLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Christopher Thomas ConnellLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Eric Edward BrunetLPL Financial LLCINVEST Financial Corporation$5002-14-2018
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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