Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John HarleyAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation02-01-2016
John MarinelliAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$15012-13-2013
Edward Mccarthy DooneyAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-12-2013
John D. CosciaAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$5012-09-2013
Gregory Edward PuttickAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation12-03-2013
Anthony Michael ReboliniAXA Advisors, LLCINVEST Financial Corporation12-07-2017
James Gordon DursoCadaret, Grant & Co., Inc.INVEST Financial Corporation10-11-2017
Kathleen Teresa KaffenbergerCadaret, Grant & Co., Inc.INVEST Financial Corporation$2506-05-2017
John Brian McCarthyCadaret, Grant & Co., Inc.INVEST Financial Corporation$10003-15-2013
Chad Erwin ColbertCetera Advisors LLCINVEST Financial Corporation02-15-2012
Yelena StotlandCetera Investment Services LLCINVEST Financial Corporation12-13-2017
Rui P. FernandesCetera Investment Services LLCINVEST Financial Corporation12-13-2017
Maximilian KrentselCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Michael David WayasaminCetera Investment Services LLCINVEST Financial Corporation12-06-2017
Paul Andrew LapointeCFD Investments, Inc.INVEST Financial Corporation03-14-2013
Walter Flowers IIIChelsea Financial ServicesINVEST Financial Corporation03-22-2018
Ahmed Sharif KhanCitigroup Global Markets Inc.INVEST Financial Corporation10-18-2016
John Michael CroninCommonwealth Financial NetworkINVEST Financial Corporation$5002-04-2013
George Kevin MouradianCUNA Brokerage Services, Inc.INVEST Financial Corporation08-14-2014
Jill Kirsten SingerCUNA Brokerage Services, Inc.INVEST Financial Corporation06-23-2014
Brian David HopperCUNA Brokerage Services, Inc.INVEST Financial Corporation06-10-2013
Kathie Lynn CollerEdward JonesINVEST Financial Corporation08-31-2015
Steven Elliott HerweyerFSC Securities CorporationINVEST Financial Corporation04-01-2009
Michael John OmelioJ.P. Morgan Securities LLCINVEST Financial Corporation$1011-15-2017
Stephen John BonillaJ.P. Morgan Securities LLCINVEST Financial Corporation04-13-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.