Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Marie IndianoAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation$5011-30-2017
John Allen ReeseAmerican Portfolios Financial Services, Inc.INVEST Financial Corporation10-16-2017
Joseph Samuel ZaidainBrass Tax Wealth ManagementINVEST Financial Corporation12-08-2017
Michael Francis MossCambridge Investment Research, Inc.INVEST Financial Corporation$50012-01-2017
Daniel Lynn FellersCambridge Investment Research, Inc.INVEST Financial Corporation11-30-2017
Steven Patrick ArengoCambridge Investment Research, Inc.INVEST Financial Corporation11-01-2017
Geoffrey Chad RingleCambridge Investment Research, Inc.INVEST Financial Corporation10-18-2017
Raymond Steven GettinsCambridge Investment Research, Inc.INVEST Financial Corporation$2010-16-2017
Nathan Michael KosmanCambridge Investment Research, Inc.INVEST Financial Corporation$12410-16-2017
Jose L Chavez JrCambridge Investment Research, Inc.INVEST Financial Corporation10-16-2017
Thomas P GildayCambridge Investment Research, Inc.INVEST Financial Corporation10-16-2017
Ryan Patrick GroteCambridge Investment Research, Inc.INVEST Financial Corporation10-16-2017
Steven Graham PeckCetera Investment Services LLCINVEST Financial Corporation01-02-2018
Theresa B LorsCetera Investment Services LLCINVEST Financial Corporation01-02-2018
Michael Paul SmithFifth Third Securities, Inc.INVEST Financial Corporation06-25-2012
David Alexander HertlOppenheimer & Co. Inc.INVEST Financial Corporation$13108-12-2013
Jeffrey Edward KerblerOppenheimer & Co. Inc.INVEST Financial Corporation$5008-12-2013
Aron SommerSecurities America, Inc.INVEST Financial Corporation$31903-07-2018
Edward Aron Sommer IIISecurities America, Inc.INVEST Financial Corporation12-18-2017

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.