Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sara L LawsonBell Rock Capital, LLCINVEST Financial Corporation10-16-2015
Michelle Lacoste FletcherCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
Justin P McMasterCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
Dennis Leroy WilsonCetera Investment Services LLCINVEST Financial Corporation09-03-2013
James Vincent Mari Jr.CliftonLarsonAllen Wealth Advisors, LLCINVEST Financial Corporation01-19-2017
Jessica Lee AquilerCUNA Brokerage Services, Inc.INVEST Financial Corporation12-04-2014
John Michael GenovaFSC Securities CorporationINVEST Financial Corporation09-17-2015
James York RoederJ.W. Cole Financial, Inc.INVEST Financial Corporation02-27-2017
Michael P. PalmerJ.W. Cole Financial, Inc.INVEST Financial Corporation$1011-09-2016
William Joseph Feudale Jr.LPL Financial LLCINVEST Financial Corporation$15002-14-2018
Jacqueline L PowellLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Robert Louis StanleyLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Mike RussLPL Financial LLCINVEST Financial Corporation$10002-14-2018
William Patrick McAndrewLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Louis Aldo IngleseLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Jude Ryan McDonoughLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Kevin Michael FoxLPL Financial LLCINVEST Financial Corporation$3402-14-2018
Bryan Scott PecherekLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Kim Shellhamer-HouckLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Samuel Allen PhillipsLPL Financial LLCINVEST Financial Corporation$2202-14-2018
Barbara Ellen AndersonLPL Financial LLCINVEST Financial Corporation$1202-14-2018
James Anthony Bartow Jr.LPL Financial LLCINVEST Financial Corporation$1002-14-2018
Michael Miles HartlettLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeff Scott HoweLPL Financial LLCINVEST Financial Corporation02-14-2018
Scott Charles RickardLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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