Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Miles HartlettLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeff Scott HoweLPL Financial LLCINVEST Financial Corporation02-14-2018
Scott Charles RickardLPL Financial LLCINVEST Financial Corporation02-14-2018
William James WatersLPL Financial LLCINVEST Financial Corporation02-14-2018
Richard Patton LittleLPL Financial LLCINVEST Financial Corporation02-14-2018
Kenneth Gerard DanielsenLPL Financial LLCINVEST Financial Corporation02-14-2018
John Charles CusterLPL Financial LLCINVEST Financial Corporation02-14-2018
Jeffrey David RichardsonLPL Financial LLCINVEST Financial Corporation02-14-2018
Peter Konstantinos BillisLPL Financial LLCINVEST Financial Corporation02-14-2018
Robert Charles Streit Jr.LPL Financial LLCINVEST Financial Corporation02-14-2018
Francis Joseph CelliniLPL Financial LLCINVEST Financial Corporation02-14-2018
Dwayne David KellerLPL Financial LLCINVEST Financial Corporation02-14-2018
Christina Alexis WardLPL Financial LLCINVEST Financial Corporation02-14-2018
Timothy A. SheehanLPL Financial LLCINVEST Financial Corporation02-14-2018
David E. WhetsellLPL Financial LLCINVEST Financial Corporation02-14-2018
Richard Salvatore LotitoLPL Financial LLCINVEST Financial Corporation02-14-2018
Daniel Michael ZimmermanLPL Financial LLCINVEST Financial Corporation02-14-2018
Carol Ann Seidel-McnelleyLPL Financial LLCINVEST Financial Corporation02-14-2018
Lisa Staatsburg NowkaLPL Financial LLCINVEST Financial Corporation02-14-2018
Thomas A. DrexlerLPL Financial LLCINVEST Financial Corporation02-14-2018
Christopher R. GriffithLPL Financial LLCINVEST Financial Corporation02-14-2018
Thomas G RegenskiLPL Financial LLCINVEST Financial Corporation02-14-2018
Michelle Lacoste FletcherCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
Justin P McMasterCedar Spring Advisors, LLCINVEST Financial Corporation10-20-2017
James York RoederJ.W. Cole Financial, Inc.INVEST Financial Corporation02-27-2017
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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