Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick Glenn SchenkhuizenPensionmark Securities, LLCIndependent Financial Partners$10006-20-2019
Scott Allan UlvesPensionmark Securities, LLCIndependent Financial Partners$10005-20-2019
Daniel James O'Sullivan Jr.Global Retirement Partners LLCIndependent Financial Partners03-29-2019
Salvatore Anthony DannaResources Investment AdvisorsIndependent Financial Partners12-05-2018
William Jay CaldwellResources Investment AdvisorsIndependent Financial Partners12-03-2018
Bryan Leigh MurphyResources Investment AdvisorsIndependent Financial Partners12-03-2018
Geoffrey Harden SeboldResources Investment AdvisorsIndependent Financial Partners12-03-2018
Phillip Anthony MathesonResources Investment AdvisorsIndependent Financial Partners12-03-2018
Glenn Mark CassidyResources Investment AdvisorsIndependent Financial Partners12-03-2018
Michael Alan RosenthalResources Investment AdvisorsIndependent Financial Partners12-03-2018
Michael Thomas GoddardResources Investment AdvisorsIndependent Financial Partners12-03-2018
Sophois SokhomResources Investment AdvisorsIndependent Financial Partners12-03-2018
Conor Kenneth WeirResources Investment AdvisorsIndependent Financial Partners12-03-2018
Eric Carl CarlsonResources Investment AdvisorsIndependent Financial Partners12-03-2018
Matthew Blair AuchardGolden State Wealth Management, LLCIndependent Financial Partners08-10-2018
Steven Lee DavisLPL Financial LLCIndependent Financial Partners07-10-2018
Shelley Anne ReevesIndependent Financial Group, LLCIndependent Financial Partners03-16-2018
Scott Evans TeterSagePoint Financial, Inc.Independent Financial Partners$25005-09-2017
Brennan Michael HollenbeckLPL Financial LLCIndependent Financial Partners$10003-30-2017
Ryan Edmund NiedbalskiMission Wealth Management, LPIndependent Financial Partners03-01-2017
Mark Christopher DuranCapFinancial Securities, LLC.Independent Financial Partners$50009-01-2016
CAROL ANN DONAHUECUSO Financial Services, L.P.Independent Financial Partners08-26-2016
Alejandro Jose-Megino OchoaLPL Financial LLCIndependent Financial Partners$25008-19-2016
Ferdinand Perez PerniaPFG AdvisorsIndependent Financial Partners07-15-2016
Canard Emile BarnesBarnes & Company Investment Counsel, LLCIndependent Financial Partners04-06-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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