Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua ZillmerCetera Advisors LLCIndependent Financial Partners08-01-2018
Israel Guitian Jr.Guitian Wealth Management, LLCIndependent Financial Partners09-16-2014
Jeff Wayne ThorsenIndependent Advisor Alliance, LLCIndependent Financial Partners11-12-2018
Theresa Gregory JacksonIndependent Advisor Alliance, LLCIndependent Financial Partners11-07-2018
Jeffery Wilson MastersIndependent Advisor Alliance, LLCIndependent Financial Partners10-05-2018
Jason Marc BillupsJ.P. Morgan Securities LLCIndependent Financial Partners01-19-2018
Brian John GrohJ.W. Cole Financial, Inc.Independent Financial Partners07-25-2011
David Edward HershmanLPL Financial LLCIndependent Financial Partners$5001-30-2019
Paul Maurice MathisLPL Financial LLCIndependent Financial Partners$2508-06-2018
Jonathan Mandel WinnLPL Financial LLCIndependent Financial Partners07-03-2014
Allan Charles SmallMerrill Lynch, Pierce, Fenner & Smith IncorporatedIndependent Financial Partners07-13-2018
Michelle Snow PawlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedIndependent Financial Partners12-15-2016
Kodie S. FridleyMorgan StanleyIndependent Financial Partners02-15-2018
Chad Everett ClarkPelorus Financial, LLCIndependent Financial Partners01-10-2019
Brian Christopher DayPelorus Financial, LLCIndependent Financial Partners01-10-2019
Lori Suzanne NadglowskiPrincipal Securities, Inc.Independent Financial Partners$1,00011-30-2018
Marguerite Maria FioriRaymond James Financial Services, Inc.Independent Financial Partners01-07-2016
Scott David VerlangieriRaymond James Financial Services, Inc.Independent Financial Partners01-07-2016
Michael KalischRetirement Wealth Advisors, Inc.Independent Financial Partners05-24-2017
Joseph Lane SmithStillBlue Financial Partners, LLCIndependent Financial Partners10-16-2013
Karen Marie ZichtTransamerica Financial Advisors, IncIndependent Financial Partners04-04-2014
Brian Antonio MadrigalW&S Brokerage Services, Inc.Independent Financial Partners04-11-2019

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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